Our team approach offers a broader perspective, bringing together
diverse experience to benefit you.
Richard Austin, JD, LLM, CIMA®
Executive Director
Ann L. Swartz, CLU®, ChFC®, CASL®, CLF®
Chief Compliance Officer
Steve Kolano, CFA
Chief Investment Officer
Ray J. Lucas, CFP®
Senior Vice President of Financial Planning
William Beaudoin
Vice President, Case Design
William D. Hackler, AIF
Retirement Plan Specialist
Gregory Freeman
Advanced Planning Specialist
Derek Chesley
Case Design Specialist
John C. Pastore, Jr., CRPC®
Senior Vice President of Professional Partners Program
Peter Kaplan
Executive Vice President, Planning and Insurance Solutions